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Priya Saha

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-05-31
  • GA RA
    APPROVED
    Since 2022-05-31

Branch Locations

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bofa Securities, Inc. Nashville TN 07/2019 05/2022
Unemployed New York NY 03/2018 07/2019
Mizuho Bank New York NY 05/2012 04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 05/2022 Present
Bank Of America, Na Atlanta GA 05/2022 Present
  • 07/2019 → 05/2022
    Bofa Securities, Inc.
    Nashville, TN
  • 03/2018 → 07/2019
    Unemployed
    New York, NY
  • 05/2012 → 04/2018
    Mizuho Bank
    New York, NY
  • 05/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Atlanta, GA
  • 05/2022 → Present
    Bank Of America, Na
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-03
S63 Uniform Securities Agent State Law Examination 2019-11-22
  • S66 Uniform Combined State Law Examination
    2022-05-03
  • S63 Uniform Securities Agent State Law Examination
    2019-11-22

View on SEC IAPD

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