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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-07 |
| CA | RA | APPROVED | 2019-12-11 |
Branch Locations
2829 Townsgate Road Suite 200, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Olympic Pharmacy | Gig Harbor | WA | 06/2002 | 09/2016 |
| Morgan Stanley Smith Barney Llc | Westlake Village | CA | 09/2019 | 01/2020 |
| Bellevue Healthcare | Redmond | WA | 09/2016 | 09/2019 |
| Morgan Stanley Smith Barney Llc | Westlake Village | CA | 01/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-11 |
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