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100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-09-24 |
| WI | RA | APPROVED | 2023-06-22 |
Branch Locations
Fort Myers, FL • United States
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Sterling | IL | 03/2010 | 06/2023 |
| Midland States Bank. | Sterling | IL | 01/2011 | 06/2023 |
| Raymond James Financial Services Advisors Inc. | Sterling | IL | 06/2011 | 06/2023 |
| Midland Wealth Management | Sterling | IL | 03/2010 | 06/2023 |
| Lpl Financial Llc | Appleton | WI | 06/2023 | Present |
| Gateway Wealth Partners, Llc | Appleton | WI | 06/2023 | Present |
1) 3/2023 - Real Estate Rental / Non-Investment Related / 33919, FL - Start date 12/01/2012 - 2 Hrs per month 2) 3/2023 - Real Estate Rental / Non-Investment Related / 80498, CO - Start date 11/01/2012 - 2 Hrs per month 3) 3/2023 - Gateway Financial Partners LLC / DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 4) 08/24/2023 - GATEWAY WEALTH PARTNERS, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/04/2023 - 160 Hours Per Month/ 8 Hours During Trading - Time Spent 100% - I provide investment advisory services through GATEWAY WEALTH PARTNERS, LLC, an independent investment advisor firm. I started this business activity in 04/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-08 |
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