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Ricardo Rivera

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seffner, FL

Brandon, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-12-17
FL RA APPROVED 2019-12-06
  • TX RA
    APPROVED
    Since 2019-12-17
  • FL RA
    APPROVED
    Since 2019-12-06

Branch Locations

816 Martin Luther King Blvd W, Seffner, FL 33584 • United States

300 S Parsons Ave, Brandon, FL 33511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 07/2015 Present
Bank Of America, N.A. Tampa FL 07/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-01
  • S66 Uniform Combined State Law Examination
    2019-11-01

View on SEC IAPD

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