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3550 Lenox Rd Suite 2700, Atlanta, GA 30326 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-11-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carroll Financial Associates | Charlotte | NC | 07/2010 | 02/2017 |
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 02/2017 |
| Rsm Us Wealth Management Llc | Charlotte | NC | 03/2017 | 04/2019 |
| Gratus Capital, Llc | Atlanta | GA | 06/2019 | 09/2022 |
| Hb Wealth Management, Llc | Atlanta | GA | 10/2022 | Present |
1. NAME OF OTHER BUSINESS: FINRA; INVESTMENT RELATED: YES; ADDRESS: 1735 K STREET, WASHINGTON, D.C. 20006; NATURE OF BUSINESS: ARBITRATION; START DATE: 08/09/2016; POSITION/TITLE/RELATIONSHIP: FINRA ARBITRATOR; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: SERVE AS FINRA ARBITRATOR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-12 |
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