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Current Employers
United Brokerage Services, Inc

514 Market Street, Parkersburg, WV 26101 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-03-27
NC RA APPROVED 2023-04-06
SC RA APPROVED 2023-04-06
  • VA RA
    APPROVED
    Since 2026-03-27
  • NC RA
    APPROVED
    Since 2023-04-06
  • SC RA
    APPROVED
    Since 2023-04-06

Branch Locations

241 Green Street, Fayetteville, NC 28301 • United States

4215-01 University Drvie, Durham, NC 27707 • United States

301 East Arlington Bvld., Greenville, NC 27858 • United States

907 E Fire Tower Road, Winterville, NC 28590 • United States

1378 Benvenue Road, Rocky Mount, NC 27804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 07/2019 06/2020
Systel Office Automation Greenville SC 10/2016 09/2019
Best Buy Greenville SC 11/2013 10/2016
Equitable Advisors, Llc New York NY 07/2019 03/2023
United Brokerage Service Inc. Winterville NC 03/2023 Present
  • 07/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 10/2016 → 09/2019
    Systel Office Automation
    Greenville, SC
  • 11/2013 → 10/2016
    Best Buy
    Greenville, SC
  • 07/2019 → 03/2023
    New York, NY
  • 03/2023 → Present
    United Brokerage Service Inc.
    Winterville, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-02
  • S66 Uniform Combined State Law Examination
    2019-07-02
Other Names
  • David Dutton

View on SEC IAPD

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