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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-30
TX RA APPROVED 2023-01-30
  • CA RA
    APPROVED
    Since 2023-01-30
  • TX RA
    APPROVED
    Since 2023-01-30

Branch Locations

560 Mission St Floor 22, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Weehawken NJ 11/2007 11/2017
Jpmorgan Chase Bank, Na San Francisco CA 10/2022 Present
Jpmorgan Securities Llc San Francisco CA 10/2022 Present
Dezerv Investments Private Limited Mumbai 08/2021 09/2022
Odz Management Llc Saddle Brook NJ 05/2022 08/2022
Motilal Oswal Mumbai 04/2021 07/2021
Iifl Wealth & Asset Management Ltd Mumbai 01/2018 02/2021
Unemployment Mumbai 12/2017 12/2017
Unemployment Mumbai 03/2021 03/2021
Indiaspora.oRg San Francisco CA 05/2025 Present
  • 11/2007 → 11/2017
    Weehawken, NJ
  • 10/2022 → Present
    Jpmorgan Chase Bank, Na
    San Francisco, CA
  • 10/2022 → Present
    Jpmorgan Securities Llc
    San Francisco, CA
  • 08/2021 → 09/2022
    Dezerv Investments Private Limited
    Mumbai
  • 05/2022 → 08/2022
    Odz Management Llc
    Saddle Brook, NJ
  • 04/2021 → 07/2021
    Motilal Oswal
    Mumbai
  • 01/2018 → 02/2021
    Iifl Wealth & Asset Management Ltd
    Mumbai
  • 12/2017 → 12/2017
    Unemployment
    Mumbai
  • 03/2021 → 03/2021
    Unemployment
    Mumbai
  • 05/2025 → Present
    Indiaspora.oRg
    San Francisco, CA
Previous Registrations
Other Businesses

Entity Name: indiaspora.org Investment related: No Address: 3450 Sacramento Street, Suite 615 San Francisco, CA 94118 https://indiaspora.org/ Nature of the other business: Nonprofit Position/Title/Relationship: Employee/Contractor Start Date: 05/20/2025 Approximate # of hours a Week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Indiaspora, a nonprofit organization, unites global leaders of Indian origin from diverse backgrounds and professions who are committed to inspiring the diaspora to be a force for good by providing a platform to collaborate, build community engagement, and catalyze social change. My role will be limited as a non-advisory member. Time to time I may attend entity events. In some instances I may organize events with Indiaspora.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-30
S65 Uniform Investment Adviser Law Examination 2014-12-13
S63 Uniform Securities Agent State Law Examination 2007-10-01
  • S66 Uniform Combined State Law Examination
    2023-01-30
  • S65 Uniform Investment Adviser Law Examination
    2014-12-13
  • S63 Uniform Securities Agent State Law Examination
    2007-10-01
Other Names
  • Purav J Shah
  • Purav Jitendra Shah

View on SEC IAPD

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