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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-30 |
| TX | RA | APPROVED | 2023-01-30 |
Branch Locations
560 Mission St Floor 22, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Weehawken | NJ | 11/2007 | 11/2017 |
| Jpmorgan Chase Bank, Na | San Francisco | CA | 10/2022 | Present |
| Jpmorgan Securities Llc | San Francisco | CA | 10/2022 | Present |
| Dezerv Investments Private Limited | Mumbai | 08/2021 | 09/2022 | |
| Odz Management Llc | Saddle Brook | NJ | 05/2022 | 08/2022 |
| Motilal Oswal | Mumbai | 04/2021 | 07/2021 | |
| Iifl Wealth & Asset Management Ltd | Mumbai | 01/2018 | 02/2021 | |
| Unemployment | Mumbai | 12/2017 | 12/2017 | |
| Unemployment | Mumbai | 03/2021 | 03/2021 | |
| Indiaspora.oRg | San Francisco | CA | 05/2025 | Present |
Entity Name: indiaspora.org Investment related: No Address: 3450 Sacramento Street, Suite 615 San Francisco, CA 94118 https://indiaspora.org/ Nature of the other business: Nonprofit Position/Title/Relationship: Employee/Contractor Start Date: 05/20/2025 Approximate # of hours a Week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Indiaspora, a nonprofit organization, unites global leaders of Indian origin from diverse backgrounds and professions who are committed to inspiring the diaspora to be a force for good by providing a platform to collaborate, build community engagement, and catalyze social change. My role will be limited as a non-advisory member. Time to time I may attend entity events. In some instances I may organize events with Indiaspora.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-30 |
| S65 | Uniform Investment Adviser Law Examination | 2014-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-01 |
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