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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-12-06
  • FL RA
    APPROVED
    Since 2023-12-06

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Duffy's Tavern Miami FL 06/2016 06/2022
Ubs International Miami FL 07/2019 08/2019
Ubs Financial Services Inc Miami FL 06/2022 Present
Full-Time Education Tallahassee FL 01/2017 08/2020
Vacation Dubrovnik 08/2018 08/2018
  • 06/2016 → 06/2022
    Duffy's Tavern
    Miami, FL
  • 07/2019 → 08/2019
    Ubs International
    Miami, FL
  • 06/2022 → Present
    Miami, FL
  • 01/2017 → 08/2020
    Full-Time Education
    Tallahassee, FL
  • 08/2018 → 08/2018
    Vacation
    Dubrovnik
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-04
  • S66 Uniform Combined State Law Examination
    2023-12-04

View on SEC IAPD

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