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Mark Lawrence Hortizuela Cortez

Citigroup Global Markets Inc.

Berkeley, CA

Oakland, CA

Piedmont, CA

San Lorenzo, CA

San Francisco, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-09-07
  • CA RA
    APPROVED
    Since 2020-09-07

Branch Locations

Cwm Retail, Sales 2101 University Ave, Berkeley, CA 94704 • United States

Cwm Retail, Sales 4101 Piedmont Ave, Oakland, CA 94611 • United States

Cwm Retail, Sales 333 Highland Ave., Piedmont, CA 94611 • United States

Cwm Retail, Sales 429 Paseo Grande Blvd, San Lorenzo, CA 94580 • United States

Citi Wealth Management, Sales One Market Plaza, 40Th Fl, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup San Francisco CA 04/2014 Present
  • 04/2014 → Present
    Citigroup
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-05
S63 Uniform Securities Agent State Law Examination 2019-05-03
  • S65 Uniform Investment Adviser Law Examination
    2020-09-05
  • S63 Uniform Securities Agent State Law Examination
    2019-05-03
Other Names
  • Mark Lawrence Cortez
  • Mark Cortez
  • Mark L Cortez

View on SEC IAPD

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Other Offices

BLUME CAPITAL MANAGEMENT, INC. · BERKELEY, CA
FUTURE FRONTIER CAPITAL, LLC · BERKELEY, CA
VOLEON CAPITAL MANAGEMENT LP · BERKELEY, CA
Z21 VENTURES MANAGEMENT COMPANY, LLC · BERKELEY, CA
STRATEGIC ADVISERS LLC · BERKELEY, CA
LPL FINANCIAL LLC · BERKELEY, CA
CHARLES SCHWAB & CO., INC. · Berkeley, CA
STRATEGIC ADVISERS LLC · BERKELEY, CA

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