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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-09
  • NY RA
    APPROVED
    Since 2024-04-09

Branch Locations

Staten Island, NY • United States

Citi Private Bank 388 Greenwich Street, 30Th Floor, New York, NY 10013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bayside NY 07/2015 03/2024
Bank Of America, N.A. Bayside NY 08/2019 03/2024
Citigroup New York NY 04/2024 Present
Previous Registrations
Other Businesses

Honey Bear Baby & Co LLC; Not Investment-related; Nature: Small online retail store selling baby clothes on Etsy.; Staten Island, NY; Started: March 29, 2021.; Title: Managing Member/Owner.; Duties: On average I get one or two online orders per month. I pack and ship the order on weekends, and it takes less than 1 hour per month to ship out items.; 0. hours are devoted each month during securities trading hours; 1-5. hours are devoted each month outside of securities trading hours. /////

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-20
  • S66 Uniform Combined State Law Examination
    2019-11-20
Other Names
  • Katherine Giselle Colon
  • Katherine Giselle Mendez Lantigua
  • Katherine Mendez De La Cruz
  • Katherine Mendez

View on SEC IAPD

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