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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-09-03 |
Branch Locations
201 E Main Street, Suite 415, Murfreesboro, TN 37130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Brentwood | TN | 06/2016 | Present |
| Caldwell Advisors, Llc | Brentwood | TN | 07/2016 | 09/2024 |
1) 09/12/2024 - Aristia Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/03/2024 - 120 Hours Per Month/ 100 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-21 |
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