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Ryan Kenneth Snover

LPl Financial LLC

Murfreesboro, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-09-03
  • TN RA
    APPROVED
    Since 2024-09-03

Branch Locations

201 E Main Street, Suite 415, Murfreesboro, TN 37130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Brentwood TN 06/2016 Present
Caldwell Advisors, Llc Brentwood TN 07/2016 09/2024
Previous Registrations
  • 2016-06-22 → 2025-06-10
    Brentwood, TN
    Murfreesboro, TN
  • 2010-10-07 → 2016-06-20
    Atlanta, GA
    Kennesaw, GA
    Marietta, GA
    Kennesaw, GA
    Murfreesboro, TN
    Nashville, TN
    Murfreesboro, TN
    Smyrna, TN
    Murfreesboro, TN
    Alpharetta, GA
    Peachtree Corners, GA
    Marietta, GA
    Roswell, GA
    Atlanta, GA
    Dunwoody, GA
    Atlanta, GA
    Powder Springs, GA
    Roswell, GA
    Marietta, GA
    Lawrenceville, GA
    Atlanta, GA
    Marietta, GA
    Atlanta, GA
    Smyrna, GA
    Smyrna, GA
    Antioch, TN
    Nashville, TN
    Nashville, TN
    Knoxville, TN
    Knoxville, TN
    Knoxville, TN
  • 2009-06-01 → 2010-09-16
    Alpharetta, GA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Alpharetta, GA
  • 2005-08-26 → 2007-04-02
    Morgan Stanley Dw Inc.
    Alpharetta, GA
    Alpharetta, GA
Other Businesses

1) 09/12/2024 - Aristia Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/03/2024 - 120 Hours Per Month/ 100 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-21
  • S66 Uniform Combined State Law Examination
    2005-06-21
Other Names
  • Ryan Snover

View on SEC IAPD

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