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Shawn Michael Mcgregor

Mutual Of Omaha Investor Services, Inc.

Omaha, NE

Omaha, NE

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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2015-10-06
  • NE RA
    APPROVED
    Since 2015-10-06

Branch Locations

Mutual Of Omaha Plaza, Omaha, NE 68175 • United States

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Investor Services Omaha NE 10/2015 10/2023
Mutual Of Omaha Investor Services Omaha NE 10/2023 Present
  • 10/2015 → 10/2023
    Mutual Of Omaha Investor Services
    Omaha, NE
  • 10/2023 → Present
    Mutual Of Omaha Investor Services
    Omaha, NE
Previous Registrations
  • 2011-09-19 → 2015-09-29
    Securities America Advisors, Inc.
    La Vista, NE
  • 2014-09-12 → 2015-09-29
    Arbor Point Advisors
    La Vista, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-12
S63 Uniform Securities Agent State Law Examination 1998-11-14
  • S66 Uniform Combined State Law Examination
    2011-09-12
  • S63 Uniform Securities Agent State Law Examination
    1998-11-14

View on SEC IAPD

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