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Brandon D. Middleton

Ameriprise Financial Services, LLC

Chicago, IL

Chicago, IL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-07-09
TX RA APPROVED 2021-07-09
  • IL RA
    APPROVED
    Since 2021-07-09
  • TX RA
    APPROVED
    Since 2021-07-09

Branch Locations

Chicago, IL • United States

227 W Monroe St Ste 3700, Chicago, IL 60606-5067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Camas WA 02/2017 07/2019
Fisher Investments Camas WA 07/2019 01/2020
United States Army Reserve Darien IL 12/2016 Present
The University Of South Carolina Columbia SC 08/2012 12/2016
Ameriprise Financial Services Inc Chicago IL 01/2020 05/2021
Ameriprise Financial Services, Llc Chicago IL 06/2021 Present
  • 02/2017 → 07/2019
    Fisher Investments
    Camas, WA
  • 07/2019 → 01/2020
    Fisher Investments
    Camas, WA
  • 12/2016 → Present
    United States Army Reserve
    Darien, IL
  • 08/2012 → 12/2016
    The University Of South Carolina
    Columbia, SC
  • 01/2020 → 05/2021
    Ameriprise Financial Services Inc
    Chicago, IL
  • 06/2021 → Present
    Ameriprise Financial Services, Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-03-06
S65 Uniform Investment Adviser Law Examination 2019-08-26
  • S63 Uniform Securities Agent State Law Examination
    2020-03-06
  • S65 Uniform Investment Adviser Law Examination
    2019-08-26
Other Names
  • Brandon Davis Middleton
  • Brandon D Middleton
  • Brandon Middleton

View on SEC IAPD

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