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Current Employers
Diversify Advisory Services, Llc

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED 2023-10-03
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2023-10-03

Branch Locations

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

3550 Round Barn Blvd Suite 208, Santa Rosa, CA 95403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Santa Rosa CA 05/2012 08/2022
Dfpg Investments, Llc Sandy UT 08/2022 Present
  • 05/2012 → 08/2022
    Ameriprise Financial Services, Inc.
    Santa Rosa, CA
  • 08/2022 → Present
    Dfpg Investments, Llc
    Sandy, UT
Previous Registrations
  • 2012-05-14 → 2022-09-02
    Windsor, CA
    Roseville, CA
  • 2009-10-23 → 2012-05-15
    Santa Rosa, CA
    Walnut Creek, CA
    Healdsburg, CA
    Santa Rosa, CA
    Sebastopol, CA
    Calistoga, CA
  • 2008-02-05 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Santa Rosa, CA
    Sebastopol, CA
    Calistoga, CA
    Healdsburg, CA
  • 2007-01-16 → 2008-02-05
    Irvine, CA
  • 2005-11-08 → 2007-01-22
    Fsc Securities Corporation
    Woodland Hills, CA
    Oxnard, CA
Other Businesses

1) Fixed Insurance; non-investment related; Santa Rosa, California; Selling fixed insurance products; Agent; 04/2005; 5% during business hours; sale of fixed insurance products. 2) Santa Rosa Junior College Foundation Investment Committee; non-investment related; Sant Rosa, California; College Foundation Investment Committee; non-profit organization; Committee member; 09/01/2010; 0% during business hours; Overseeing the foundation Investment fund manager with 9 other committee members. 3) Matthew G. Hunstock; non-investment related; Santa Rosa, California & Meridian, ID; Real-estate rentals; Owner; 01/2013; 0% during business hours; Passive real estate landlord with hired professional property manager. 4) AB Sam, LLC DBA Matthew G Hunstock; Investment related: No. Recruiting and referring Financial Professionals to Eric Edson of Practice Solutions, Inc.; Santa Rosa, CA 805-705-8690. 11/2024. 10% during business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-28
  • S66 Uniform Combined State Law Examination
    2005-07-28
Designations

View on SEC IAPD

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