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10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2023-10-03 |
Branch Locations
10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States
3550 Round Barn Blvd Suite 208, Santa Rosa, CA 95403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Santa Rosa | CA | 05/2012 | 08/2022 |
| Dfpg Investments, Llc | Sandy | UT | 08/2022 | Present |
1) Fixed Insurance; non-investment related; Santa Rosa, California; Selling fixed insurance products; Agent; 04/2005; 5% during business hours; sale of fixed insurance products. 2) Santa Rosa Junior College Foundation Investment Committee; non-investment related; Sant Rosa, California; College Foundation Investment Committee; non-profit organization; Committee member; 09/01/2010; 0% during business hours; Overseeing the foundation Investment fund manager with 9 other committee members. 3) Matthew G. Hunstock; non-investment related; Santa Rosa, California & Meridian, ID; Real-estate rentals; Owner; 01/2013; 0% during business hours; Passive real estate landlord with hired professional property manager. 4) AB Sam, LLC DBA Matthew G Hunstock; Investment related: No. Recruiting and referring Financial Professionals to Eric Edson of Practice Solutions, Inc.; Santa Rosa, CA 805-705-8690. 11/2024. 10% during business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-28 |
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