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115 Broadway 5Th Floor, New York, NY 10006 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-10-20 |
Branch Locations
115 Broadway 5Th Floor, New York, NY 10006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Mayfield Heights | OH | 05/2019 | 10/2020 |
| University Hospitals | Shaker Heights | OH | 05/2018 | 05/2019 |
| Saint Joseph Academy | Cleveland | OH | 05/2016 | 09/2016 |
| Unemployed | Shaker Heights | OH | 06/2017 | 05/2018 |
| Young Entrepreneurs Across America | Cleveland | OH | 12/2016 | 06/2017 |
| The Prudential Insurance Company Of America | Mayfield Heights | OH | 09/2019 | 10/2020 |
| Alliance Bernstein | Cleveland | OH | 10/2020 | 12/2022 |
| Compound Advisers, Inc. | San Francisco | CA | 12/2022 | 10/2023 |
| Compound Planning | New York | NY | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-11 |
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