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Aliza Mckenna

Ameriprise Financial Services, LLC

Cape Neddick, ME

Rye, NH

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2024-09-23
NH RA APPROVED 2024-09-23
  • ME RA
    APPROVED
    Since 2024-09-23
  • NH RA
    APPROVED
    Since 2024-09-23

Branch Locations

Cape Neddick, ME • United States

150 Lafayette Road Unit 14, Rye, NH 03870-6136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc. Portland ME 07/2019 09/2024
University Of New Hampshire Durham NH 07/2014 05/2018
Marmon Aerospace And Defense Manchester NH 08/2018 12/2018
Oracle Manchester NH 12/2018 07/2019
Ameriprise Financial Services, Llc Rye NH 09/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-16
  • S66 Uniform Combined State Law Examination
    2021-07-16
Other Names
  • Aliza Simpson

View on SEC IAPD

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