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Current Employers
Perennial Financial Services

11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-09-06
NY RA APPROVED 2024-09-04
  • PA RA
    APPROVED
    Since 2024-09-06
  • NY RA
    APPROVED
    Since 2024-09-04

Branch Locations

Astoria, NY • United States

11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Co New York City NY 07/2019 09/2024
Mml Investors Services, Llc New York City NY 08/2019 09/2024
Queens College Flushing NY 08/2012 05/2018
Costco Wholesale Rego Park NY 05/2015 09/2018
Francis Financial New York NY 09/2018 03/2019
Unemployed East Elmhurst NY 03/2019 07/2019
Lpl Financial, Llc Astoria NY 09/2024 Present
Perennial Financial Services Astoria NY 09/2024 Present
Aetna Health Insurance Astoria NY 05/2024 Present
  • 07/2019 → 09/2024
    Mass Mutual Life Insurance Co
    New York City, NY
  • 08/2019 → 09/2024
    New York City, NY
  • 08/2012 → 05/2018
    Queens College
    Flushing, NY
  • 05/2015 → 09/2018
    Costco Wholesale
    Rego Park, NY
  • 09/2018 → 03/2019
    Francis Financial
    New York, NY
  • 03/2019 → 07/2019
    Unemployed
    East Elmhurst, NY
  • 09/2024 → Present
    Lpl Financial, Llc
    Astoria, NY
  • 09/2024 → Present
    Astoria, NY
  • 05/2024 → Present
    Aetna Health Insurance
    Astoria, NY
Previous Registrations
Other Businesses

1) 09/2024 - Financial Integrity Resource Management Services / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 2) 09/2024 - Cabibel Colon NVI - Non-Variable Insurance / Inv. Related / Astoria , NY 3) 09/03/2024 -Aetna / Outside/W-2 Employment / Non Inv. Related / New York, NY - Start Date 05/24/2024 - 8 Hours Per Month/ 2 Hours during Trading 4) 09/10/2024 - PERENNIAL INVESTMENT ADVISORS, LLC - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 09/04/2024 - 160 Hours Per Month/ 6 Hours During Trading - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 05/02/2026 - Caribel Colon LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - Belleville, NJ - Start Date 01/27/2026 - 40 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-16
S63 Uniform Securities Agent State Law Examination 2020-02-19
  • S66 Uniform Combined State Law Examination
    2022-01-16
  • S63 Uniform Securities Agent State Law Examination
    2020-02-19

View on SEC IAPD

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