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11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-09-06 |
| NY | RA | APPROVED | 2024-09-04 |
Branch Locations
11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Co | New York City | NY | 07/2019 | 09/2024 |
| Mml Investors Services, Llc | New York City | NY | 08/2019 | 09/2024 |
| Queens College | Flushing | NY | 08/2012 | 05/2018 |
| Costco Wholesale | Rego Park | NY | 05/2015 | 09/2018 |
| Francis Financial | New York | NY | 09/2018 | 03/2019 |
| Unemployed | East Elmhurst | NY | 03/2019 | 07/2019 |
| Lpl Financial, Llc | Astoria | NY | 09/2024 | Present |
| Perennial Financial Services | Astoria | NY | 09/2024 | Present |
| Aetna Health Insurance | Astoria | NY | 05/2024 | Present |
1) 09/2024 - Financial Integrity Resource Management Services / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 2) 09/2024 - Cabibel Colon NVI - Non-Variable Insurance / Inv. Related / Astoria , NY 3) 09/03/2024 -Aetna / Outside/W-2 Employment / Non Inv. Related / New York, NY - Start Date 05/24/2024 - 8 Hours Per Month/ 2 Hours during Trading 4) 09/10/2024 - PERENNIAL INVESTMENT ADVISORS, LLC - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 09/04/2024 - 160 Hours Per Month/ 6 Hours During Trading - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 05/02/2026 - Caribel Colon LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - Belleville, NJ - Start Date 01/27/2026 - 40 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2020-02-19 |
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