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Cody Joseph Brazill

Capital Client Group, Inc.

Westfield, IN

Carmel, IN

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-10-26
  • IN RA
    APPROVED
    Since 2024-10-26

Branch Locations

Westfield, IN • United States

12711 N. Meridian Street, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 07/2019 09/2024
Kilroy's Sports Bar Bloomington IN 07/2018 06/2019
Icontracts Carmel IN 06/2015 09/2018
Valeo Financial Advisers, Llc Indianapolis IN 07/2018 08/2018
Usa Fireworks Carmel IN 06/2017 07/2017
Indiana University Bloomington IN 08/2015 07/2019
Capital Group / Capital Client Group, Inc. Carmel IN 10/2024 Present
  • 07/2019 → 09/2024
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 07/2018 → 06/2019
    Kilroy's Sports Bar
    Bloomington, IN
  • 06/2015 → 09/2018
    Icontracts
    Carmel, IN
  • 07/2018 → 08/2018
    Valeo Financial Advisers, Llc
    Indianapolis, IN
  • 06/2017 → 07/2017
    Usa Fireworks
    Carmel, IN
  • 08/2015 → 07/2019
    Indiana University
    Bloomington, IN
  • 10/2024 → Present
    Capital Group / Capital Client Group, Inc.
    Carmel, IN
Previous Registrations
  • 2021-01-18 → 2024-10-04
    Charles Schwab & Co., Inc.
    Indianapolis, IN
    Westfield, IN
    Indianapolis, IN
    Westfield, IN
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-18
S63 Uniform Securities Agent State Law Examination 2020-02-10
  • S66 Uniform Combined State Law Examination
    2021-01-18
  • S63 Uniform Securities Agent State Law Examination
    2020-02-10
Other Names
  • Cody J Brazill

View on SEC IAPD

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