Esmeralda Almazan

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-24

CA RA
APPROVED

Since 2025-01-24

Branch Locations

695 Town Center Dr Suite 700, Costa Mesa, CA 92626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Barnes And Noble College	Irvine	CA	04/2017	09/2019
Western International Securities	Pasadena	CA	07/2019	09/2019
Capital Wealth Management	Irvine	CA	10/2019	04/2020
Murphy Financial Services	Cypress	CA	04/2020	04/2024
University Of California, Irvine	Irvine	CA	09/2016	03/2020
Woodbury Financial Services Inc	Cypress	CA	07/2021	01/2024
Osaic Wealth, Inc.	Cypress	CA	01/2024	04/2024
Lincoln Financial Advisors Corporation	Irvine	CA	04/2024	01/2025
Osaic Wealth, Inc.	Irvine	CA	01/2025	Present

04/2017 → 09/2019

Barnes And Noble College

Irvine, CA
07/2019 → 09/2019

Western International Securities

Pasadena, CA
10/2019 → 04/2020

Capital Wealth Management

Irvine, CA
04/2020 → 04/2024

Murphy Financial Services

Cypress, CA
09/2016 → 03/2020

University Of California, Irvine

Irvine, CA
07/2021 → 01/2024

Woodbury Financial Services Inc

Cypress, CA
01/2024 → 04/2024

Osaic Wealth, Inc.

Cypress, CA
04/2024 → 01/2025

Lincoln Financial Advisors Corporation

Irvine, CA
01/2025 → Present

Osaic Wealth, Inc.

Irvine, CA

Previous Registrations

2024-10-15 → 2025-01-24

Osaic Fa, Inc.

Irvine, CA

Other Businesses

1. OWD LLC POSITION: Financial Planner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/23/2024 ADDRESS: 695 Town Center Drive, Suite 700, Costa Mesa CA 92626, United States DESCRIPTION: Core ResponsibilitiesResearch & Analysis:Investigate financial products, market trends, and client data to support recommendations.Report Preparation:Draft detailed financial plans, investment proposals, and suitability reports for advisor review.Compliance Checks:Ensure all recommendations meet regulatory standards and internal policies.Data Management:Organize client files, update financial software, and maintain accurate records.Administrative Support:Schedule meetings, prepare documentation, and assist with onboarding new clients. Financial planning 2. SHEVEST FINANCIAL WELLNESS POSITION: Committee Member NATURE: Student Organization / Volunteer Leadership Non-Profit Board of Directors INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2026 ADDRESS: 4293 Pereira Drive, Suite 3402, Irvine CA 92697, United States DESCRIPTION: Helping run workshops or creating educational materialsTeaching or mentoring students about budgeting, investing, or financial wellness help organize events, manage volunteers, or coordinate programs Community engagement Networking

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-10-07

S66 Uniform Combined State Law Examination

2024-10-07

Designations

View on SEC IAPD