Patrick Michael Carroll

Current Employers

Cbiz Investment Advisory Services, Llc

5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2021-07-22
OH	RA	APPROVED	2020-03-04

VA RA
APPROVED

Since 2021-07-22
OH RA
APPROVED

Since 2020-03-04

Branch Locations

2797 Frontage Rd Suite 2000, Roanoke, VA 24017 • United States

5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cbiz	Roanoke	VA	11/2008	Present

11/2008 → Present

Cbiz

Roanoke, VA

Previous Registrations

2020-03-02 → 2021-07-22

Cbiz Financial Solutions, Inc.

Roanoke, VA

Cleveland, OH

Cleveland, OH

Other Businesses

Patrick Carroll works evenings as a line cook at J&J of Roanoke, Inc. This work is non investment related and constitutes 40 hours a month outside of trading hours. He is compensated for his work.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-03-02

S65 Uniform Investment Adviser Law Examination

2020-03-02

View on SEC IAPD