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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-02-15 |
| TX | RA | APPROVED | 2024-02-14 |
Branch Locations
820 Highway A1A North Suite E-5, Ponte Vedra Beach, FL 32082 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Miller's Ale House | Coral Springs | FL | 04/2013 | 04/2017 |
| Naples Flatbread | Estero | FL | 10/2018 | 07/2019 |
| Mutual Of Omaha/Remedy Intelligent Staffing | Fort Myers | FL | 04/2019 | 05/2019 |
| Dillard's | Estero | FL | 10/2017 | 12/2017 |
| Clarks Bostonian Outlet | Estero | FL | 04/2018 | 07/2018 |
| J.P. Morgan Securities Llc | Ponte Vedra Beach | FL | 07/2019 | Present |
| Jpmorgan Chase Bank, N.A. | Ponte Vedra Beach | FL | 07/2019 | Present |
| Unemployed | Estero | FL | 01/2018 | 03/2018 |
| Unemployed | Estero | FL | 05/2017 | 09/2017 |
| Unemployed | Estero | FL | 08/2018 | 09/2018 |
| Miller's Ale House | Fort Myers | FL | 08/2020 | 12/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2020-08-24 |
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