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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-15
TX RA APPROVED 2024-02-14
  • FL RA
    APPROVED
    Since 2024-02-15
  • TX RA
    APPROVED
    Since 2024-02-14

Branch Locations

820 Highway A1A North Suite E-5, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Miller's Ale House Coral Springs FL 04/2013 04/2017
Naples Flatbread Estero FL 10/2018 07/2019
Mutual Of Omaha/Remedy Intelligent Staffing Fort Myers FL 04/2019 05/2019
Dillard's Estero FL 10/2017 12/2017
Clarks Bostonian Outlet Estero FL 04/2018 07/2018
J.P. Morgan Securities Llc Ponte Vedra Beach FL 07/2019 Present
Jpmorgan Chase Bank, N.A. Ponte Vedra Beach FL 07/2019 Present
Unemployed Estero FL 01/2018 03/2018
Unemployed Estero FL 05/2017 09/2017
Unemployed Estero FL 08/2018 09/2018
Miller's Ale House Fort Myers FL 08/2020 12/2020
  • 04/2013 → 04/2017
    Miller's Ale House
    Coral Springs, FL
  • 10/2018 → 07/2019
    Naples Flatbread
    Estero, FL
  • 04/2019 → 05/2019
    Mutual Of Omaha/Remedy Intelligent Staffing
    Fort Myers, FL
  • 10/2017 → 12/2017
    Dillard's
    Estero, FL
  • 04/2018 → 07/2018
    Clarks Bostonian Outlet
    Estero, FL
  • 07/2019 → Present
    Ponte Vedra Beach, FL
  • 07/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Ponte Vedra Beach, FL
  • 01/2018 → 03/2018
    Unemployed
    Estero, FL
  • 05/2017 → 09/2017
    Unemployed
    Estero, FL
  • 08/2018 → 09/2018
    Unemployed
    Estero, FL
  • 08/2020 → 12/2020
    Miller's Ale House
    Fort Myers, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-14
S63 Uniform Securities Agent State Law Examination 2020-08-24
  • S65 Uniform Investment Adviser Law Examination
    2024-02-14
  • S63 Uniform Securities Agent State Law Examination
    2020-08-24
Other Names
  • Sutton R Fisher
  • Sutton Fisher

View on SEC IAPD

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