Anthony James Gagnon

Current Employers

Employment History

• 01/2020 → 09/2025
  Avantax Advisory Services
  Manhattan, KS
• 09/2017 → Present
  Pottberg, Gassman & Hoffman Chartered
  Manhattan, KS
• 12/1995 → Present
  Gagnon Partners, Lp
  Manhattan, KS
• 07/2009 → 07/2021
  Isd Llc
  Lenexa, KS
• 10/2020 → 09/2025
  Avantax Investment Services, Inc.
  Manhattan, KS
• 06/2021 → Present
  Hgh Wealth Management Llc
  Manhattan, KS
• 05/2022 → Present
  New Prosperity Group Llc
  Manhattan, KS
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-09-04 → 2025-09-08
  Avantax Advisory Services
  Dallas, TX
  Dallas, TX
  Manhatton, KS

Other Businesses

1) NEW PROSPERITY GROUP LLC POSITION: Member NATURE: This OBA will be the new name of the previously approved OBA name HGH Wealth Management LLC. Same except for the name. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 05/18/2022 ADDRESS: 529 Humboldt, Suite I, Manhattan KS 66502, United States DESCRIPTION: All advisor, broker, and insurance business will go through this entity. This will be the entity for the business that Avantax facilitates. 2) Pottberg, Gassman & Hoffman Chartered; Other; ~; Traditional CPA Firm performing tax, bookkeeping, and business advisory services for clients primarily in North East Kansas; IR; 130; 09/01/2017; 529 Humboldt Ste I Manhattan KS 66502; ~; Software research and implementation - currently that involves switching the firm to new cloud based software solutions. Marketing and Business Development - currently involves implementing digital technologies for marketing the firm and using cutting-edge technology to provide new services to our clients. 3) Gagnon Partners L. P.; Other; ~; Family Partnership - holding company for family assets and a strategic way to pass these assets to future generations.; NIR; 2; 12/21/1995; 2320 Heartland Dr. Manhattan KS 66503; ~; Brenda Gagnon is the general partner and I assist with various tasks at her discretion. These tasks include preparation of tax workpapers for CPA and the semi-annual distribution checks to the partners.

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-02-01
• S65 Uniform Investment Adviser Law Examination
  2020-09-04