Jon-paul Roy

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2025-05-20
TX	RA	APPROVED_RES	2024-04-05
NC	RA	APPROVED	2024-02-29
DE	RA	APPROVED	2023-09-18
AL	RA	APPROVED	2022-09-29
SC	RA	APPROVED	2022-01-18
VA	RA	APPROVED	2022-01-11
FL	RA	APPROVED	2020-12-11
GA	RA	APPROVED	2020-12-03

OH RA
APPROVED

Since 2025-05-20
TX RA
APPROVED_RES

Since 2024-04-05
NC RA
APPROVED

Since 2024-02-29
DE RA
APPROVED

Since 2023-09-18
AL RA
APPROVED

Since 2022-09-29
SC RA
APPROVED

Since 2022-01-18
VA RA
APPROVED

Since 2022-01-11
FL RA
APPROVED

Since 2020-12-11
GA RA
APPROVED

Since 2020-12-03

Branch Locations

900 Ashwood Parkway Suite 400, Atlanta, GA 30338 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance	Atlanta	GA	07/2019	Present
Apogee Financial Partners	Atlanta	GA	09/2018	07/2019
Vente Partners Llc	Atlanta	GA	07/2017	08/2018
Miller Heiman Group (Achieve Global)	Tampa	FL	01/2016	07/2017
Park Avenue Securities	Atlanta	GA	10/2020	Present

07/2019 → Present

Guardian Life Insurance

Atlanta, GA
09/2018 → 07/2019

Apogee Financial Partners

Atlanta, GA
07/2017 → 08/2018

Vente Partners Llc

Atlanta, GA
01/2016 → 07/2017

Miller Heiman Group (Achieve Global)

Tampa, FL
10/2020 → Present

Park Avenue Securities

Atlanta, GA

Other Businesses

1) VENTE PARTNERS LLC-Owner of business consulting services, START DATE: 7/01/2017, ADDRESS: 5000 OLD BRANCH CT, ATLANTA GA, 30338, 10 Total HOURS PER MONTH, 8 DURING securities trading HOURS, NON INVESTMENT RELATED, More than 10% annual compensation, 2) Insurance business outside Guardian, START DATE: 08/01/2019, ADDRESS:900 ASHWOOD PKWY, ATLANTA GA, 30338, 4 total HOURS PER MONTH, 4 during securities trading hours, INVESTMENT RELATED, Less than 10% annual compensation, 3) POA - Parents, START DATE: 02/09/2005, ADDRESS:17 Seafarers Dr, Ormond Beach FL 32176, .5 total HOURS PER MONTH, 0 during securities trading hours, Not INVESTMENT RELATED, No annual compensation, 4) THE ST. MARTIN IN THE FIELDS TRUST- 1 of 10 elected trustees serving a voluntary 5-year term, Start: 01/01/2023, Address: 3110 Ashford Dunwoody Rd NE, Atlanta, GA 30319, 2 total hours per month 1 during securities trading hours, Not Investment related, No annual compensation,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-23

S66 Uniform Combined State Law Examination

2020-11-23