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Matthew E Duffy

Rbc Capital Markets, LLC

Westlake, OH

Westlake, OH

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-07-07
TX RA APPROVED 2023-07-07
  • OH RA
    APPROVED
    Since 2023-07-07
  • TX RA
    APPROVED
    Since 2023-07-07

Branch Locations

2 Equity Way Suite 200, Westlake, OH 44145 • United States

Westlake, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Westlake OH 07/2021 07/2023
Battelle Columbus OH 05/2020 08/2020
Wells Fargo Advisors Westlake OH 06/2019 08/2019
College Truckers Llc Oxford OH 06/2019 08/2019
Miami University Oxford OH 08/2017 06/2021
Environmental Management Specialists Cleveland OH 01/2018 08/2018
St. Edward Hs Lakewood OH 08/2013 05/2017
Self Employeed Westlake OH 05/2017 01/2018
Westlake Public Schools Westlake OH 01/2011 05/2017
Rbc Capital Markets, Llc Westlake OH 07/2023 Present
  • 07/2021 → 07/2023
    Wells Fargo Clearing Services, Llc
    Westlake, OH
  • 05/2020 → 08/2020
    Battelle
    Columbus, OH
  • 06/2019 → 08/2019
    Wells Fargo Advisors
    Westlake, OH
  • 06/2019 → 08/2019
    College Truckers Llc
    Oxford, OH
  • 08/2017 → 06/2021
    Miami University
    Oxford, OH
  • 01/2018 → 08/2018
    Environmental Management Specialists
    Cleveland, OH
  • 08/2013 → 05/2017
    St. Edward Hs
    Lakewood, OH
  • 05/2017 → 01/2018
    Self Employeed
    Westlake, OH
  • 01/2011 → 05/2017
    Westlake Public Schools
    Westlake, OH
  • 07/2023 → Present
    Rbc Capital Markets, Llc
    Westlake, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-19
  • S66 Uniform Combined State Law Examination
    2021-10-19
Other Names
  • Matthew Duffy

View on SEC IAPD

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