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Michael Mchugh

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-05-23
TX RA APPROVED 2022-05-23
  • GA RA
    APPROVED
    Since 2022-05-23
  • TX RA
    APPROVED
    Since 2022-05-23

Branch Locations

3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Swerdlin & Company Altanta GA 08/2014 02/2019
Voya Investment Management Altanta GA 03/2019 12/2021
Voya Investments Distributor, Llc Windsor CT 07/2019 12/2021
Voya Investment Management Co. Llc New York CT 10/2019 12/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 05/2021 Present
Kennesaw State University Kennesaw GA 01/2019 05/2020
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-11
  • S66 Uniform Combined State Law Examination
    2019-11-11
Other Names
  • Michael Mchugh
  • Michael Paul Mchugh

View on SEC IAPD

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