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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-01-23 |
Branch Locations
480 New Holland Avenue Suite 6204, Lancaster, PA 17602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Lancaster | PA | 11/2017 | 10/2021 |
| White Family Dental | Willow Street | PA | 07/2017 | 11/2017 |
| Warwick School District | Lititz | PA | 06/2019 | Present |
| Indiana University Of Pennsylvania | Indiana | PA | 08/2013 | 08/2017 |
| Commonwealth Financial Network | Waltham | MA | 10/2021 | 02/2023 |
| Commonwealth Financial Network | Waltham | MA | 02/2023 | Present |
| Align Wealth Strategies | Lancaster | PA | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-03 |
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