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Kyle Kubota

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Oakland, CA

Newport Beach, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-24
CA RA APPROVED 2021-10-27
  • TX RA
    APPROVED
    Since 2021-11-24
  • CA RA
    APPROVED
    Since 2021-10-27

Branch Locations

1111 Broadway, Oakland, CA 94607 • United States

520 Newport Center Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Irvine CA 07/2019 Present
Unemployed Newport Beach CA 01/2019 07/2019
Carepoynt Newport Beach CA 07/2018 01/2019
Full-Time Education San Ramon CA 01/2010 07/2018
Presidio Irvine CA 05/2017 06/2018
Bank Of America, N.A. Irvine CA 03/2023 Present
  • 07/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Irvine, CA
  • 01/2019 → 07/2019
    Unemployed
    Newport Beach, CA
  • 07/2018 → 01/2019
    Carepoynt
    Newport Beach, CA
  • 01/2010 → 07/2018
    Full-Time Education
    San Ramon, CA
  • 05/2017 → 06/2018
    Presidio
    Irvine, CA
  • 03/2023 → Present
    Bank Of America, N.A.
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-25
  • S66 Uniform Combined State Law Examination
    2021-10-25
Other Names
  • Kyle Jeffrey Keanu Kubota

View on SEC IAPD

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Other Offices

INFINITY FINANCIAL SERVICES ADVISORY · OAKLAND, CA
CETERA INVESTMENT ADVISERS LLC · OAKLAND, CA
HOODOO · OAKLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAKLAND, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Oakland, CA
FM CAPITAL GROUP · OAKLAND, CA
FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC · OAKLAND, CA
FINANCIAL AVENGERS, INC. · OAKLAND, CA

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