John Winston Crandell

Current Employers

Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2022-01-03

MI RA
APPROVED

Since 2022-01-03

Branch Locations

Rochester, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Des Moines	IA	01/2008	06/2024
Principal Asset Management	Des Moines	IA	12/2021	Present
Principal Funds Distributor, Inc	Des Moines	IA	02/2009	Present

01/2008 → 06/2024

Principal Life Insurance Company

Des Moines, IA
12/2021 → Present

Principal Asset Management

Des Moines, IA
02/2009 → Present

Principal Funds Distributor, Inc

Des Moines, IA

Previous Registrations

2008-03-14 → 2010-12-10

Principal Securities, Inc.

Des Moines, IA
2006-06-28 → 2008-01-08

Wells Fargo Investments, Llc

Waukee, IA

Clive, IA
2005-06-27 → 2006-05-22

Thrivent Investment Management Inc.

Johnston, IA

Johnston, IA

Other Businesses

Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-12-16

S66 Uniform Combined State Law Examination

2021-12-16

Other Names

John Winston Crandall

View on SEC IAPD