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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-07-13
FL RA APPROVED 2017-06-30
  • TX RA
    APPROVED
    Since 2017-07-13
  • FL RA
    APPROVED
    Since 2017-06-30

Branch Locations

2301 Se Monterey Rd, Stuart, FL 34996 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc West Palm Beach FL 04/2016 11/2016
Wells Fargo Clearing Services, Llc West Palm Beach FL 11/2016 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palm Beach Gardens FL 06/2017 Present
Bank Of America, N.A. Palm Beach Gardens FL 11/2017 Present
Previous Registrations
  • 2016-04-13 → 2017-07-06
    Hobe Sound, FL
    Jensen Beach, FL
    Boca Raton, FL
    Stuart, FL
    West Palm Beach, FL
  • 2013-04-22 → 2016-04-11
    Bb&T Investment Services, Inc.
    Melbourne, FL
    Charlotte, NC
    Port Saint Lucie, FL
    Stuart, FL
    Port Saint Lucie, FL
    Palm Bay, FL
    Melbourne, FL
    Port Saint Lucie, FL
    Orlando, FL
    Melbourne Beach, FL
  • 2012-10-11 → 2013-05-13
    Concourse Financial Group Securities, Inc.
    Stuart, FL
    Middletown, CT
    Stuart, FL
  • 2009-11-13 → 2012-08-08
    Jensen Beach, FL
    Jensen Beach, FL
    Port St. Lucie, FL
    Port St. Lucie, FL
    Stuart, FL
  • 2008-02-25 → 2009-11-13
    Natcity Investments, Inc.
    Jensen Beach, FL
  • 2007-08-21 → 2008-01-09
    Morgan Stanley & Co. Llc
    Stuart, FL
Other Businesses

I*118242 For profit or not for profit: For-Profit Organization Name of outside business organization: Monaghan Holdings, LLC Address of business: Jensen Beach, Florida 34957 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 10/15/2018 Number of hours devoted: 15 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Real estate investment company. Rental real estate business. I am the sole member and owner of Monaghan holdings, LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-17
  • S66 Uniform Combined State Law Examination
    2007-08-17
Other Names
  • Eric Holt Monaghan
  • Eric Monaghan

View on SEC IAPD

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