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Philip L Moffatt

Morgan Stanley

Palo Alto, CA

Austin, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-07
CA RA APPROVED 2020-12-14
  • TX RA
    APPROVED
    Since 2021-01-07
  • CA RA
    APPROVED
    Since 2020-12-14

Branch Locations

1400 Page Mill Road, Palo Alto, CA 94304 • United States

8701 Bee Caves Road Suite 300, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Palo Alto CA 06/2020 Present
Morgan Stanley Austin TX 07/2019 06/2020
Texas Methodist Foundation Austin TX 05/2019 08/2019
Southwestern University Georgetown TX 08/2017 05/2020
National United Bank Georgetown TX 01/2019 05/2019
Faith In Action Georgetown TX 09/2018 12/2018
Visiting Angels Waco TX 05/2018 08/2018
Kids Across America Branson MO 05/2017 08/2017
Southwestern University Georgetown TX 08/2016 05/2020
  • 06/2020 → Present
    Morgan Stanley
    Palo Alto, CA
  • 07/2019 → 06/2020
    Morgan Stanley
    Austin, TX
  • 05/2019 → 08/2019
    Texas Methodist Foundation
    Austin, TX
  • 08/2017 → 05/2020
    Southwestern University
    Georgetown, TX
  • 01/2019 → 05/2019
    National United Bank
    Georgetown, TX
  • 09/2018 → 12/2018
    Faith In Action
    Georgetown, TX
  • 05/2018 → 08/2018
    Visiting Angels
    Waco, TX
  • 05/2017 → 08/2017
    Kids Across America
    Branson, MO
  • 08/2016 → 05/2020
    Southwestern University
    Georgetown, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-14
  • S66 Uniform Combined State Law Examination
    2020-12-14
Other Names
  • Philip Moffatt

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · PALO ALTO, CA
CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA
DCVC · PALO ALTO, CA
DCVC BIO · PALO ALTO, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

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