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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-08 |
| IL | RA | APPROVED | 2022-06-23 |
Branch Locations
2811 Ponce De Leon Boulevard Suite 900, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenhiemer & Co. Inc. | Coral Gables | FL | 09/2021 | Present |
| Florida State University | Tallahassee | FL | 06/2020 | 05/2021 |
| Florida State University | Tallahassee | FL | 08/2015 | 05/2020 |
| Oppenheimer & Co. Inc. | Chicago | FL | 07/2019 | 08/2019 |
| Hilton Sandestin Beach Golf Resort & Spa | Miramar Beach | FL | 05/2018 | 07/2018 |
| Florida State University | Tallahassee | FL | 01/2021 | 05/2021 |
| Unemployed | Santa Rosa Beach | FL | 05/2021 | 09/2021 |
BADU FOUNDATION, INC. NOT INVESTMENT RELATED. ADDRESS:4258 N GREENVIEW AVE #1E, CHICAGO, IL 60613. NATURE OF BUSINESS: CHARITABLE FOUNDATION, POSITION: MEMBER BOARD OF DIRECTORS. START DATE: JUNE 2023, HOURS/MONTH: 1-2 HOURS A MONTH. HOURS DURING SECURITY TRADING HOURS: 0/LOOK AT WAYS OF IMPROVING THE FOUNDATION THROUGH FUNDRAISING ACTIVITIES AND EVENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-22 |
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