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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-08
IL RA APPROVED 2022-06-23
  • FL RA
    APPROVED
    Since 2026-01-08
  • IL RA
    APPROVED
    Since 2022-06-23

Branch Locations

Miami, FL • United States

2811 Ponce De Leon Boulevard Suite 900, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenhiemer & Co. Inc. Coral Gables FL 09/2021 Present
Florida State University Tallahassee FL 06/2020 05/2021
Florida State University Tallahassee FL 08/2015 05/2020
Oppenheimer & Co. Inc. Chicago FL 07/2019 08/2019
Hilton Sandestin Beach Golf Resort & Spa Miramar Beach FL 05/2018 07/2018
Florida State University Tallahassee FL 01/2021 05/2021
Unemployed Santa Rosa Beach FL 05/2021 09/2021
  • 09/2021 → Present
    Oppenhiemer & Co. Inc.
    Coral Gables, FL
  • 06/2020 → 05/2021
    Florida State University
    Tallahassee, FL
  • 08/2015 → 05/2020
    Florida State University
    Tallahassee, FL
  • 07/2019 → 08/2019
    Chicago, FL
  • 05/2018 → 07/2018
    Hilton Sandestin Beach Golf Resort & Spa
    Miramar Beach, FL
  • 01/2021 → 05/2021
    Florida State University
    Tallahassee, FL
  • 05/2021 → 09/2021
    Unemployed
    Santa Rosa Beach, FL
Other Businesses

BADU FOUNDATION, INC. NOT INVESTMENT RELATED. ADDRESS:4258 N GREENVIEW AVE #1E, CHICAGO, IL 60613. NATURE OF BUSINESS: CHARITABLE FOUNDATION, POSITION: MEMBER BOARD OF DIRECTORS. START DATE: JUNE 2023, HOURS/MONTH: 1-2 HOURS A MONTH. HOURS DURING SECURITY TRADING HOURS: 0/LOOK AT WAYS OF IMPROVING THE FOUNDATION THROUGH FUNDRAISING ACTIVITIES AND EVENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-22
  • S66 Uniform Combined State Law Examination
    2022-06-22

View on SEC IAPD

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