Satnam Khalsa

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-01-28
VA	RA	APPROVED	2023-06-12

TX RA
APPROVED_RES

Since 2025-01-28
VA RA
APPROVED

Since 2023-06-12

Branch Locations

Sterling, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc	Potomac Falls	VA	07/2019	04/2023
Federal Judicial Center	Washington	DC	03/2017	03/2022
Apex Systems	Glen Allen	VA	01/2016	03/2017
Ameriprise Financial Services, Llc	Potomac Falls	VA	05/2023	06/2023
Lpl Financial Llc	Sterling	VA	06/2023	Present

07/2019 → 04/2023

Ameriprise Financial Services, Inc

Potomac Falls, VA
03/2017 → 03/2022

Federal Judicial Center

Washington, DC
01/2016 → 03/2017

Apex Systems

Glen Allen, VA
05/2023 → 06/2023

Ameriprise Financial Services, Llc

Potomac Falls, VA
06/2023 → Present

Lpl Financial Llc

Sterling, VA

Previous Registrations

2023-06-08 → 2023-06-15

Ameriprise Financial Services, Llc

Potomoc Falls, VA
2020-12-24 → 2023-05-03

Ameriprise Financial Services, Llc

Potomoc Falls, VA

Columbia, MD

Hunt Valley, MD

Other Businesses

1)05/23/2023 - George Khalsa & Associates - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2023 - 130 Hr/Mth

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-10-30

S66 Uniform Combined State Law Examination

2019-10-30

Other Names

Satnam Khalsa
Satnam Singh Khalsa

View on SEC IAPD