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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-01
  • TX RA
    APPROVED
    Since 2024-11-01

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

23410 Grand Reserve Dr Suite 805, Katy, TX 77494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2019 09/2022
Slingshot Strategic Consulting, Llc Fulshear TX 09/2017 05/2019
Flogistix, Llc Oklahoma City OK 10/2015 09/2017
Lpl Financial Llc Houston TX 09/2022 06/2025
Householder Group Estate And Retirement Specialists, Llc Houston TX 09/2022 10/2024
Wealth Enhancement Group Katy TX 11/2024 Present
Wealth Enhancement Advisory Services Katy TX 11/2024 Present
Wealth Enhancement Brokerage Services Katy TX 11/2024 Present
  • 07/2019 → 09/2022
    St Louis, MO
  • 09/2017 → 05/2019
    Slingshot Strategic Consulting, Llc
    Fulshear, TX
  • 10/2015 → 09/2017
    Flogistix, Llc
    Oklahoma City, OK
  • 09/2022 → 06/2025
    Lpl Financial Llc
    Houston, TX
  • 09/2022 → 10/2024
    Householder Group Estate And Retirement Specialists, Llc
    Houston, TX
  • 11/2024 → Present
    Wealth Enhancement Group
    Katy, TX
  • 11/2024 → Present
    Wealth Enhancement Advisory Services
    Katy, TX
  • 11/2024 → Present
    Wealth Enhancement Brokerage Services
    Katy, TX
Previous Registrations
  • 2022-09-30 → 2024-11-01
    Householder Group Estate & Retirement Specialists
    Scottsdale, AZ
    Houston, TX
  • 2019-09-16 → 2022-10-03
    Fulshear, TX
    St Louis, MO
    Sugar Land, TX
    Katy, TX
Other Businesses

No Business Name - Investment Related - 12701 Whitewater Dr., Ste. 200 | Minnetonka, MN 55343 - Non-Variable Insurance - Agent - Start Date - 09/30/2022 - 10 Hours Per Month/10 Hours During Securities Trading White Glove 567 - Non-Inv Related - Other - Educational - Financial Advisor - Educational Presentations - Started: 1/1/2024 - 4 Hrs/Mo; 2 Hrs During Trading. Wealth Enhancement Advisory Services - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/01/2024 - 160 hours per month/ 120 hours during trading - I provide investment advisory services through Wealth Enhancement Advisory Services, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-14
  • S66 Uniform Combined State Law Examination
    2019-09-14

View on SEC IAPD

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