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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-11-19 |
Branch Locations
400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Funds | Los Angeles | CA | 07/2019 | 04/2022 |
| Unemployed | San Mateo | CA | 02/2019 | 06/2019 |
| Franklin Templeton | San Mateo | CA | 04/2012 | 02/2019 |
| Capital Group - Capital Client Group, Inc. | Los Angeles | CA | 04/2022 | Present |
1. Name of Organization: Capital Group Private Client Services, Inc. 2. Do any of your duties involve investment-related activity, including raising capital or issuing debt? Yes 3. Please provide your position in the organization: Committee member, PCS Portfolio Strategy Committee/ no title 4. Full address and Telephone Number of the Business Location: Los Angeles, California 90071 Nature of business (be specific): Investment advisory services for high net-worth individuals and charitable organizations 6. Please provide the start date: 09/18/2024 7. Hours per month devoted to this business: 4 8. Hours per month during trading hours devoted to this business: 4 9. Duties/Responsibilities (be specific): As a voting member of the Portfolio Strategy Committee, I will actively engage in decision-making processes concerning the portfolio's strategic direction and governance. This involves evaluating and approving asset allocation, investment policies, and significant transactions. I will contribute my expertise to discussions, collaborate with fellow committee members, and vote on key issues to guide the portfolio towards achieving its objectives.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-03-04 |
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