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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-11-19
  • CA RA
    APPROVED
    Since 2019-11-19

Branch Locations

Alhambra, CA • United States

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Los Angeles CA 07/2019 04/2022
Unemployed San Mateo CA 02/2019 06/2019
Franklin Templeton San Mateo CA 04/2012 02/2019
Capital Group - Capital Client Group, Inc. Los Angeles CA 04/2022 Present
  • 07/2019 → 04/2022
    American Funds
    Los Angeles, CA
  • 02/2019 → 06/2019
    Unemployed
    San Mateo, CA
  • 04/2012 → 02/2019
    Franklin Templeton
    San Mateo, CA
  • 04/2022 → Present
    Capital Group - Capital Client Group, Inc.
    Los Angeles, CA
Other Businesses

1. Name of Organization: Capital Group Private Client Services, Inc. 2. Do any of your duties involve investment-related activity, including raising capital or issuing debt? Yes 3. Please provide your position in the organization: Committee member, PCS Portfolio Strategy Committee/ no title 4. Full address and Telephone Number of the Business Location: Los Angeles, California 90071 Nature of business (be specific): Investment advisory services for high net-worth individuals and charitable organizations 6. Please provide the start date: 09/18/2024 7. Hours per month devoted to this business: 4 8. Hours per month during trading hours devoted to this business: 4 9. Duties/Responsibilities (be specific): As a voting member of the Portfolio Strategy Committee, I will actively engage in decision-making processes concerning the portfolio's strategic direction and governance. This involves evaluating and approving asset allocation, investment policies, and significant transactions. I will contribute my expertise to discussions, collaborate with fellow committee members, and vote on key issues to guide the portfolio towards achieving its objectives.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-03-04
  • S63 Uniform Securities Agent State Law Examination
    2020-03-04
Designations
Other Names
  • Joyce Lang

View on SEC IAPD

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