Michelle Romo-Rodriguez

J.P. Morgan Securities LLC

Claim This Profile

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-03-20
TX	RA	APPROVED	2023-03-20

IL RA
APPROVED

Since 2023-03-20
TX RA
APPROVED

Since 2023-03-20

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	New York	NY	07/2019	01/2021
Jpmorgan Securities, Llc.	New York	NY	07/2019	01/2021
University Of Illinois At Chicago	Chicago	IL	02/2016	09/2016
Unemployed	Steger	IL	09/2016	10/2016
University Of Illinois At Chicago	Chicago	IL	10/2016	07/2019
Jpmorgan	New York	NY	05/2018	08/2018
Jpmorgan Chase Bank Na	Chicago	IL	01/2021	Present
Jpmorgan Securities Llc	Chicago	IL	01/2021	Present

07/2019 → 01/2021

Jpmorgan Chase Bank, N.A.

New York, NY
07/2019 → 01/2021

Jpmorgan Securities, Llc.

New York, NY
02/2016 → 09/2016

University Of Illinois At Chicago

Chicago, IL
09/2016 → 10/2016

Unemployed

Steger, IL
10/2016 → 07/2019

University Of Illinois At Chicago

Chicago, IL
05/2018 → 08/2018

Jpmorgan

New York, NY
01/2021 → Present

Jpmorgan Chase Bank Na

Chicago, IL
01/2021 → Present

Jpmorgan Securities Llc

Chicago, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-03-20
S63	Uniform Securities Agent State Law Examination	2019-09-30

S65 Uniform Investment Adviser Law Examination

2023-03-20
S63 Uniform Securities Agent State Law Examination

2019-09-30

Other Names

Michelle Romo
Michelle Romo-Rodriguez

View on SEC IAPD

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor