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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-16 |
| RI | RA | APPROVED | 2020-02-25 |
Branch Locations
Greenville, RI • United States
3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 07/2019 | Present |
| Bryant University | Smithfield | RI | 09/2015 | 05/2019 |
| Sound Fx | Warwick | RI | 05/2014 | 01/2019 |
| Citizens Bank | Warwick | RI | 06/2018 | 08/2018 |
| Unemployed | Cranston | RI | 05/2019 | 07/2019 |
Sound FX, not investment related, 339 quaker lane west warwick RI, Car and home audio, Installer, start date: 2014. approximate hours during week: 5-10 hours. not during trading hours. On call as an installer outside of normal work hours. I*2228268, Entity Type: , Name of OBA: Rental Property 1, Address: greenville, Rhode Island, 02828, Investment Related: N, Position, Title, Association: Sole owner, Employee State Date: 03/15/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-24 |
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