Gregory Eric Yuen

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-01-05
CA	RA	APPROVED	2020-12-04

TX RA
APPROVED_RES

Since 2024-01-05
CA RA
APPROVED

Since 2020-12-04

Branch Locations

San Jose, CA • United States

23 Seascape Village, Aptos, CA 95003 • United States

99 Almaden Blvd #925, San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuso Financial Services	San Jose	CA	04/2013	12/2020
Lpl Financial, Llc	Aptos	CA	12/2020	Present

04/2013 → 12/2020

Cuso Financial Services

San Jose, CA
12/2020 → Present

Lpl Financial, Llc

Aptos, CA

Previous Registrations

2014-09-03 → 2020-12-03

Cuso Financial Services, L.P.

Dublin, CA

San Jose, CA

Santa Clara, CA

Campbell, CA

San Jose, CA

Other Businesses

1. 12/03/2020 - SEQUOIA WEALTH ADVISORS AND INVESTMENT MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ SAN JOSE, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-09-02

S66 Uniform Combined State Law Examination

2014-09-02

View on SEC IAPD