James Robert Griglun

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-26

TX RA
APPROVED

Since 2025-06-26

Branch Locations

Newtonville, MA • United States

140 Kendrick Street Suite C310, Needham, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc	Needham	MA	04/2017	Present
Kaplan Financial Services	Newton	MA	04/2007	04/2017
Massachusetts Mutual Life Insurance Company	Needham	MA	04/2017	Present

04/2017 → Present

Mml Investors Services, Llc

Needham, MA
04/2007 → 04/2017

Kaplan Financial Services

Newton, MA
04/2017 → Present

Massachusetts Mutual Life Insurance Company

Needham, MA

Other Businesses

Name: SFP Wealth LLC Inv rel: Y Add: 140 Kendrick Street, Building C, 3rd Floor East, Needham, MA 02494 Nature: Wealth Advisor within LLC which is used for pass through compensation Position: Wealth Advisor Start date: 07/01/2025 No. HR/MO: 160 No. HR/MO during sec trading: 160 Describe duties: Financial Advisor

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2017-09-07

S63 Uniform Securities Agent State Law Examination

2017-09-07

Designations

Other Names

Jim Griglun

View on SEC IAPD