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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-07-05
  • MI RA
    APPROVED
    Since 2023-07-05

Branch Locations

101 West Big Beaver Road 14Th Floor, Troy, MI 48084 • United States

Livonia, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sonik Entertainment Livonia MI 01/2004 Present
Dearborn Public Schools Dearborn MI 03/2011 02/2019
Access Dearborn MI 09/2015 03/2018
Glp & Associates Farmington MI 08/2018 06/2023
Glp Investment Services, Llc Farmington MI 06/2019 06/2023
Asset Allocation Strategies, Llc Farmington MI 06/2019 06/2023
Tiaa Royal Oak MI 06/2023 Present
Tiaa-Cref Individual & Institutional Services, Llc Royal Oak MI 06/2023 Present
  • 01/2004 → Present
    Sonik Entertainment
    Livonia, MI
  • 03/2011 → 02/2019
    Dearborn Public Schools
    Dearborn, MI
  • 09/2015 → 03/2018
    Access
    Dearborn, MI
  • 08/2018 → 06/2023
    Glp & Associates
    Farmington, MI
  • 06/2019 → 06/2023
    Glp Investment Services, Llc
    Farmington, MI
  • 06/2019 → 06/2023
    Farmington, MI
  • 06/2023 → Present
    Tiaa
    Royal Oak, MI
  • 06/2023 → Present
    Royal Oak, MI
Previous Registrations
Other Businesses

(1) Name: Sonik Entertainment LLC Position: Sole Owner and Operator Nature: DJ, sound and lighting services to existing clients, some referrals and non-profits. Investment Related: No Hours: 10Securities Trading Hours: 0Start Date: 01/01/2004 Address: Home Address, Livonia MI 48150, United States Description: A part time side business that works with mostly existing clients, some referrals and non-profits to provide DJ, sound and lighting services for various events. (2) Name: St. Edith Catholic School Position: Volunteer Nature: Work is voluntary to help the school offset costs for services which would otherwise have to be hired out. There is no direct compensation but there is indirect compensation via a limited tuition credit. Investment Related: No Hours: 1 Securities Trading Hours: 0Start Date: 08/01/2023 Address: 15089 Newburgh Rd., Livonia MI 48154, United States Description: Assist teachers, administrators, and staff by volunteering in varying capacities for the school to clean, work events, chaperone trips and activities, and assist in the operation and upkeep of the school.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-11
  • S66 Uniform Combined State Law Examination
    2019-10-11
Other Names
  • George Kontos

View on SEC IAPD

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