Neel Girish Patel

Current Employers

Employment History

• 07/2015 → Present
  Om Pacific Capital Llc
  Los Gatos, CA

Previous Registrations

• 2006-01-09 → 2015-08-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Jose, CA

Other Businesses

1. MANAGING MEMBER OF ACESO INTERESTS, LLC, ACESO INTERSTS II, LLC, and ACESO INTERESTS III, LLC. A SPECIAL PURPOSE INVESTMENT VEHICLES THAT INVESTS PRIMARILY IN VENTURE DEALS. THE FUNDS WILL BE OFFERED TO CURRENT CLIENTS OF OM PACIFIC CAPITAL, LLC, BUT ARE UNDER NO OBLIGATION TO INVEST; INVESTMENT RELATED; LOS GATOS, CA; ACTIVITY WILL TAKE PLACE OUTSIDE OF SECURITIES TRADING HOURS AND WILL TOTAL ABOUT 10 HOURS PER WEEK. 2. Board member of Whiterabbit.ai Inc. - Healthcare company working for early detection of cancer using artificial intelligence in radiology - Duties include advising on strategic partnerships, financing of equity and debt, and strategic introductions to healthcare professionals. He spends approximately 30 hours a month on this activity, 1 of which is during trading hours. 3. OMC Credit Fund LP; OMC Credit Fund GP LLC; Investment-related business; 555 East Loockerman Street, Suite 320 Dover, DE County of Kent, 19901; Private Credit Fund; General Partner; Start Date: 4/2/2024; 60 hours per month; 0 hours during trading hours; Raising capital form LPs and initially choosing the credit loans to be in the portfolio as we have a buy and hold strategy for 3-5 years. Giving updates to LPs on performance of the fund.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-12-03
• S63 Uniform Securities Agent State Law Examination
  2005-10-15

Other Names

• Neel G Patel