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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-01
NY RA APPROVED 2024-07-22
  • TX RA
    APPROVED_RES
    Since 2024-12-01
  • NY RA
    APPROVED
    Since 2024-07-22

Branch Locations

1 Park Pl Investment Solutions Group, Annapolis, MD 21401 • United States

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Michigan Ann Arbor MI 08/2019 04/2022
Bank Of America Virtual MI 06/2021 08/2021
University Of Michigan Fraternity And Sorority Life Ann Arbor MI 01/2020 02/2020
University Of Michigan Ann Arbor MI 08/2018 01/2020
Philly Pretzel Factory Morristown NJ 04/2018 08/2018
Morristown High School Morristown NJ 09/2014 04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 07/2022 Present
Private Advisor Group Morristown NJ 07/2019 08/2019
  • 08/2019 → 04/2022
    University Of Michigan
    Ann Arbor, MI
  • 06/2021 → 08/2021
    Bank Of America
    Virtual, MI
  • 01/2020 → 02/2020
    University Of Michigan Fraternity And Sorority Life
    Ann Arbor, MI
  • 08/2018 → 01/2020
    University Of Michigan
    Ann Arbor, MI
  • 04/2018 → 08/2018
    Philly Pretzel Factory
    Morristown, NJ
  • 09/2014 → 04/2018
    Morristown High School
    Morristown, NJ
  • 07/2022 → Present
    Boston, MA
  • 07/2019 → 08/2019
    Private Advisor Group
    Morristown, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-20
  • S66 Uniform Combined State Law Examination
    2022-09-20
Other Names
  • Steven Nicholas Leung
  • Steven N Leung

View on SEC IAPD

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