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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-05-12
WA RA APPROVED 2016-05-12
  • TX RA
    APPROVED
    Since 2016-05-12
  • WA RA
    APPROVED
    Since 2016-05-12

Branch Locations

3909 Castlevale Road Suite 100, Yakima, WA 98902 • United States

Yakima, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Yakima WA 02/2013 Present
Morgan Stanley Private Bank, N.A. New York NY 03/2018 Present
  • 02/2013 → Present
    Yakima, WA
  • 03/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-12
S63 Uniform Securities Agent State Law Examination 2005-11-07
  • S65 Uniform Investment Adviser Law Examination
    2016-05-12
  • S63 Uniform Securities Agent State Law Examination
    2005-11-07
Other Names
  • Teresa Mae Francis

View on SEC IAPD

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