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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-23
  • NY RA
    APPROVED
    Since 2025-01-23

Branch Locations

Brooklyn, NY • United States

420 Lexington Avenue, 25Th Floor Suite 2510, New York, NY 10170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cirrus Research, Llc Tarrytown NY 06/2019 11/2019
Unemployed Boston MA 08/2018 05/2019
Yelp New York NY 11/2016 07/2018
Unemployed Herztliya 09/2016 11/2016
Unemployed Somers NY 12/2019 06/2020
Guardian Life Insurance Company New York NY 06/2020 12/2024
Park Avenue Securities Llc New York NY 08/2020 12/2024
Massmutual Life Insurance Co New York NY 01/2025 Present
Mml Investors Services, Llc New York NY 01/2025 Present
  • 06/2019 → 11/2019
    Cirrus Research, Llc
    Tarrytown, NY
  • 08/2018 → 05/2019
    Unemployed
    Boston, MA
  • 11/2016 → 07/2018
    Yelp
    New York, NY
  • 09/2016 → 11/2016
    Unemployed
    Herztliya
  • 12/2019 → 06/2020
    Unemployed
    Somers, NY
  • 06/2020 → 12/2024
    Guardian Life Insurance Company
    New York, NY
  • 08/2020 → 12/2024
    New York, NY
  • 01/2025 → Present
    Massmutual Life Insurance Co
    New York, NY
  • 01/2025 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-04
  • S66 Uniform Combined State Law Examination
    2024-03-04

View on SEC IAPD

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