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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-12 |
Branch Locations
6320 Canoga Ave Fl 15, Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Simi Valley High School | Simi Valley | CA | 08/2014 | 06/2018 |
| Romano's Macaroni Grill | Simi Valley | CA | 04/2017 | 01/2018 |
| Von's | Simi Valley | CA | 01/2020 | 10/2020 |
| Unemployed | Simi Valley | CA | 06/2021 | 08/2021 |
| Moorpark College | Moorpark | CA | 08/2018 | 06/2021 |
| Centaurus Financial Inc. | Anaheim | CA | 06/2022 | 08/2022 |
| Centaurus Financial Inc. | Anaheim | CA | 05/2022 | 03/2025 |
| Tremblay Financial Servies | Santa Barbara | CA | 07/2023 | 03/2025 |
| Securities America, Inc. | Woodland Hills | CA | 06/2019 | 09/2019 |
| Cal Poly - Slo | San Luis Obispo | CA | 08/2021 | 06/2023 |
| Shoe Palace | San Luis Obispo | CA | 11/2022 | 07/2023 |
| Red's Bbq | Simi Valley | CA | 06/2018 | 09/2019 |
| Premier America Credit Union | Chatsworth | CA | 04/2025 | 05/2026 |
| Lpl Financial | Chatsworth | CA | 04/2025 | 05/2026 |
| Raymond James Financial Services, Inc. | Woodland Hills | CA | 05/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | Woodland Hills | CA | 05/2026 | Present |
(1)Name of Business: Pinnacle Group Wealth Management Address: 6320 Canoga Ave Fl 15, Woodland Hills, CA, 91367, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee, Other Investment Related: No Start Date: 05/11/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Client service and relationship support professional overseeing daily office operations. Handles client inquiries, resolves service issues, coordinates account requests, and supports advisors with administrative needs. Manages workflow, maintains internal processes, troubleshoots issues, and ensures follow-ups—delivering a smooth, efficient, and high-quality client experience. (2)Name of Business: Romero's Fight Academy, LLC Address: 31320 Via Colinas, Westlake, CA, 91362, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: Yes Start Date: 06/12/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will be working on business performance, managing cash flow and helping organize promotions. In relation, I will be making sure promotions run efficiently.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-02 |
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