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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-12
  • CA RA
    APPROVED
    Since 2026-05-12

Branch Locations

6320 Canoga Ave Fl 15, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Simi Valley High School Simi Valley CA 08/2014 06/2018
Romano's Macaroni Grill Simi Valley CA 04/2017 01/2018
Von's Simi Valley CA 01/2020 10/2020
Unemployed Simi Valley CA 06/2021 08/2021
Moorpark College Moorpark CA 08/2018 06/2021
Centaurus Financial Inc. Anaheim CA 06/2022 08/2022
Centaurus Financial Inc. Anaheim CA 05/2022 03/2025
Tremblay Financial Servies Santa Barbara CA 07/2023 03/2025
Securities America, Inc. Woodland Hills CA 06/2019 09/2019
Cal Poly - Slo San Luis Obispo CA 08/2021 06/2023
Shoe Palace San Luis Obispo CA 11/2022 07/2023
Red's Bbq Simi Valley CA 06/2018 09/2019
Premier America Credit Union Chatsworth CA 04/2025 05/2026
Lpl Financial Chatsworth CA 04/2025 05/2026
Raymond James Financial Services, Inc. Woodland Hills CA 05/2026 Present
Raymond James Financial Services Advisors, Inc. Woodland Hills CA 05/2026 Present
  • 08/2014 → 06/2018
    Simi Valley High School
    Simi Valley, CA
  • 04/2017 → 01/2018
    Romano's Macaroni Grill
    Simi Valley, CA
  • 01/2020 → 10/2020
    Von's
    Simi Valley, CA
  • 06/2021 → 08/2021
    Unemployed
    Simi Valley, CA
  • 08/2018 → 06/2021
    Moorpark College
    Moorpark, CA
  • 06/2022 → 08/2022
    Centaurus Financial Inc.
    Anaheim, CA
  • 05/2022 → 03/2025
    Centaurus Financial Inc.
    Anaheim, CA
  • 07/2023 → 03/2025
    Tremblay Financial Servies
    Santa Barbara, CA
  • 06/2019 → 09/2019
    Securities America, Inc.
    Woodland Hills, CA
  • 08/2021 → 06/2023
    Cal Poly - Slo
    San Luis Obispo, CA
  • 11/2022 → 07/2023
    Shoe Palace
    San Luis Obispo, CA
  • 06/2018 → 09/2019
    Red's Bbq
    Simi Valley, CA
  • 04/2025 → 05/2026
    Premier America Credit Union
    Chatsworth, CA
  • 04/2025 → 05/2026
    Lpl Financial
    Chatsworth, CA
  • 05/2026 → Present
    Raymond James Financial Services, Inc.
    Woodland Hills, CA
  • 05/2026 → Present
    Woodland Hills, CA
Previous Registrations
Other Businesses

(1)Name of Business: Pinnacle Group Wealth Management Address: 6320 Canoga Ave Fl 15, Woodland Hills, CA, 91367, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee, Other Investment Related: No Start Date: 05/11/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Client service and relationship support professional overseeing daily office operations. Handles client inquiries, resolves service issues, coordinates account requests, and supports advisors with administrative needs. Manages workflow, maintains internal processes, troubleshoots issues, and ensures follow-ups—delivering a smooth, efficient, and high-quality client experience. (2)Name of Business: Romero's Fight Academy, LLC Address: 31320 Via Colinas, Westlake, CA, 91362, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: Yes Start Date: 06/12/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will be working on business performance, managing cash flow and helping organize promotions. In relation, I will be making sure promotions run efficiently.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-02
  • S66 Uniform Combined State Law Examination
    2025-07-02
Other Names
  • Dylan Richard Fuentes
  • Dylan Fuentes

View on SEC IAPD

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