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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-06-06
  • WA RA
    APPROVED
    Since 2023-06-06

Branch Locations

Elma, WA • United States

405 W Heron Street, Aberdeen, WA 98520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2019 06/2023
N/A Dupont WA 04/2019 06/2019
Uline Lacey WA 07/2018 03/2019
Central Washington University Ellensburg WA 09/2013 06/2018
University Park And Place Apartments Ellensburg WA 06/2017 10/2017
Osaic Wealth, Inc. Aberdeen WA 06/2023 Present
Harbor Investment Advisors Aberdeen WA 05/2023 Present
  • 07/2019 → 06/2023
    St Louis, MO
  • 04/2019 → 06/2019
    N/A
    Dupont, WA
  • 07/2018 → 03/2019
    Uline
    Lacey, WA
  • 09/2013 → 06/2018
    Central Washington University
    Ellensburg, WA
  • 06/2017 → 10/2017
    University Park And Place Apartments
    Ellensburg, WA
  • 06/2023 → Present
    Aberdeen, WA
  • 05/2023 → Present
    Harbor Investment Advisors
    Aberdeen, WA
Previous Registrations
  • 2019-10-24 → 2023-06-07
    Dupont, WA
    St Louis, MO
    Elma, WA
    Tacoma, WA
Other Businesses

HARBOR INVESTMENT ADVISORS POSITION: Agent NATURE: sole prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/31/2023 ADDRESS: 405 W Heron St, Aberdeen WA 98520, United States DESCRIPTION: insurance sales and service for various carriers

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-23
  • S66 Uniform Combined State Law Examination
    2019-10-23
Other Names
  • Dustin Hammond
  • Dustin Fredrick Hammond

View on SEC IAPD

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