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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-30
  • TX RA
    APPROVED
    Since 2024-05-30

Branch Locations

3965 Dallas Parkway Frisco Trac, Frisco, TX 75034 • United States

Plano, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc Southlake TX 06/2019 01/2021
Republic Finance Llc. Zachary LA 02/2018 06/2019
National Center For Disaster Fraud Baton Rouge LA 06/2016 05/2018
Go Park Llc. Baton Rouge LA 06/2016 08/2017
Jpmorgan Chase Bank, N.A. Plano TX 02/2021 05/2024
J.P. Morgan Securities Llc Plano TX 02/2021 05/2024
Louisiana State University Baton Rouge LA 08/2014 05/2018
Td Ameritrade Services Co., Inc Southlake TX 06/2019 01/2021
Tiaa Frisco TX 05/2024 Present
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 05/2024 Present
  • 06/2019 → 01/2021
    Td Ameritrade, Inc
    Southlake, TX
  • 02/2018 → 06/2019
    Republic Finance Llc.
    Zachary, LA
  • 06/2016 → 05/2018
    National Center For Disaster Fraud
    Baton Rouge, LA
  • 06/2016 → 08/2017
    Go Park Llc.
    Baton Rouge, LA
  • 02/2021 → 05/2024
    Jpmorgan Chase Bank, N.A.
    Plano, TX
  • 02/2021 → 05/2024
    Plano, TX
  • 08/2014 → 05/2018
    Louisiana State University
    Baton Rouge, LA
  • 06/2019 → 01/2021
    Td Ameritrade Services Co., Inc
    Southlake, TX
  • 05/2024 → Present
    Tiaa
    Frisco, TX
  • 05/2024 → Present
    Frisco, TX
Previous Registrations
  • 2021-03-24 → 2024-05-20
    San Antonio, TX
    San Antonio, TX
    Plano, TX
    Plano, TX
    Plano, TX
    Plano, TX
    Plano, TX
    Plano, TX
Other Businesses

Name: Amador Peppers LLC Position: owner/partner Nature: -Opened an LLC and I am listed as owner/partner. As of right now it only a legal document but I am not receiving any money and the company isn't currently active. -Purpose: To buy different types of pepper mash (example: cayenne, habanero, tabasco) and resell them for a profit. The business would resell wholesale or make individual products in smaller sizes and sell online or directly to end consumer. Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 02/01/2023 Address: 2731 Cross Tide Ln, Friendswood TX 77546, United States Description: partner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-22
S63 Uniform Securities Agent State Law Examination 2019-08-12
  • S65 Uniform Investment Adviser Law Examination
    2021-03-22
  • S63 Uniform Securities Agent State Law Examination
    2019-08-12
Other Names
  • Juan Sebastian Amador

View on SEC IAPD

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