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James Anthony Valentino

Mesirow Financial Investment Management, Inc.

Chicago, IL

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Current Employers
Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-07-09
  • IL RA
    APPROVED
    Since 2024-07-09

Branch Locations

353 N. Clark St, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saint Viator High School Arlington Heights, Il IL 01/2013 05/2017
Brown University Providence RI 05/2017 05/2021
Elk Grove Village Park District Elk Grove Village IL 05/2021 09/2021
Srco Park Ridge IL 09/2021 05/2022
Merrill Lynch Chicago IL 05/2019 08/2020
Merrill Lynch Chicago IL 06/2020 08/2020
Iron Bridge Wealth Counsel Schaumburg IL 05/2022 06/2024
Sagepoint Financial, Inc. Schaumburg IL 02/2023 09/2023
Osaic Wealth, Inc. Schaumburg IL 09/2023 06/2024
Mesirow Highland Park IL 07/2024 Present
  • 01/2013 → 05/2017
    Saint Viator High School
    Arlington Heights, Il, IL
  • 05/2017 → 05/2021
    Brown University
    Providence, RI
  • 05/2021 → 09/2021
    Elk Grove Village Park District
    Elk Grove Village, IL
  • 09/2021 → 05/2022
    Srco
    Park Ridge, IL
  • 05/2019 → 08/2020
    Merrill Lynch
    Chicago, IL
  • 06/2020 → 08/2020
    Merrill Lynch
    Chicago, IL
  • 05/2022 → 06/2024
    Iron Bridge Wealth Counsel
    Schaumburg, IL
  • 02/2023 → 09/2023
    Sagepoint Financial, Inc.
    Schaumburg, IL
  • 09/2023 → 06/2024
    Osaic Wealth, Inc.
    Schaumburg, IL
  • 07/2024 → Present
    Mesirow
    Highland Park, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-19
  • S66 Uniform Combined State Law Examination
    2023-10-19
Other Names
  • James Valentino
  • Tony Valentino

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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