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Charles J Johansen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

The Woodlands, TX

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-10
  • TX RA
    APPROVED
    Since 2023-10-10

Branch Locations

9595 Six Pines Dr, The Woodlands, TX 77380 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated The Woodlands TX 06/2023 Present
Fidelity Investments Westlake TX 05/2020 06/2023
Baylor University Waco TX 08/2016 05/2020
Heb The Woodlands TX 07/2015 01/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated The Woodlands TX 06/2019 09/2019
Bank Of America, N.A. The Woodlands TX 08/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-09
  • S66 Uniform Combined State Law Examination
    2023-10-09
Other Names
  • Charles Joseph Johansen
  • Charles J Johanseniv

View on SEC IAPD

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