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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-07
NC RA APPROVED 2021-12-16
  • TX RA
    APPROVED
    Since 2022-04-07
  • NC RA
    APPROVED
    Since 2021-12-16

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

13510 Ballantyne Corporate Pl, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 07/2021 Present
Primary Education Charlotte NC 07/2011 06/2017
Carmel Country Club Charlotte NC 04/2017 08/2018
Catholic University Of America Washington DC 08/2017 05/2021
Merrill Lynch Charlotte NC 06/2019 08/2019
Merrill Lynch Charlotte NC 06/2020 08/2020
Extended Travel Charlotte NC 05/2021 07/2021
Bank Of America, N.A. Charlotte NC 01/2022 Present
  • 07/2021 → Present
    Charlotte, NC
  • 07/2011 → 06/2017
    Primary Education
    Charlotte, NC
  • 04/2017 → 08/2018
    Carmel Country Club
    Charlotte, NC
  • 08/2017 → 05/2021
    Catholic University Of America
    Washington, DC
  • 06/2019 → 08/2019
    Merrill Lynch
    Charlotte, NC
  • 06/2020 → 08/2020
    Merrill Lynch
    Charlotte, NC
  • 05/2021 → 07/2021
    Extended Travel
    Charlotte, NC
  • 01/2022 → Present
    Bank Of America, N.A.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-15
  • S66 Uniform Combined State Law Examination
    2021-12-15
Other Names
  • Brady Berger
  • Brady Christopher Berger

View on SEC IAPD

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