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Lenexa, KS • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-02-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Paredes Law, Llc | Kansas City | MO | 12/2018 | 02/2019 |
| Citizens Bank & Trust | Kansas City | MO | 04/2018 | 12/2018 |
| Umb Financial Corporation | Kansas City | MO | 03/2012 | 04/2018 |
| Forvis Mazars Wealth Advisors, Llc | Kansas City | MO | 02/2019 | 02/2026 |
| Paredes Capital Llc | Lenexa | KS | 02/2026 | Present |
1) Insurance Sales; Investment-related; Same Address; Individual Capacity; Less than 1% of time during the month. 2) Legacy Legal, LLC; Not investment-related; 5 Victory Lane, Suite 201, Liberty, MO; Law Practice; Attorney; Approximately 90% of time per month; Advise clients on tax mitigation strategies; Approx. 50% of time during the month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-08-29 |
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